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The Precautionary Principle in Practice: Applying the Ashford Framework to Technological Risk

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The precautionary principle reflects an old adage -- an ounce of prevention is worth a pound of cure. Its four central components include: taking preventative action in the face of uncertainty; shifting the burden of proof to proponents of an activity; exploring a wide range of alternatives to possibly harmful actions; and increasing public participation in decision processes. Scholars in a range of fields have identified U.S. environmental laws, regulations, and decisions exhibiting precaution de facto. This study moves beyond the traditional treatments of the subject, the morass of definitions systematizing precaution into its basic elements. It poses a further question, within the current legal system and existing laws, how might the precautionary principle be implemented by modifying aspects of a statute? By applying a conceptual legal precautionary framework to a specific example of technological risk management, Washington State's energy facility siting statute, we reveal deficiencies in four areas: compensation issues; burden of proof; Type I or II error preferences; and systematic comparisons. Supplying these would, in all likelihood, ensure a more effective statute and process as well as an outcome consistent with legislative goals. However, were an explicit statement of the precautionary principle introduced, parties dissatisfied with an outcome would seek judicial review, and extensive litigation could counter the legislative mandate of abundant energy at a reasonable cost.

Keywords: energy facility siting; precautionary principle; risk regulation; technological risk

Document Type: Research Article

Affiliations: 1: University of Washington, 3805 E. Madison Street, Seattle, WA 98112. 2: Evans School of Public Affairs, University of Washington, Box 353055, Seattle, WA 98195-3055

Publication date: 01 May 2003

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