Publisher: Emerald Group Publishing Limited
Large trader reporting rule: a temporary reprieve for broker-dealers and broadening of exemptions for capital markets transactions
Sacks, Russell D.; Blankenship, Michael J.
US$500 and a click: investing the "crowdfunding" way
Gelfond, Stuart H.; Foti, Anthony D.
Tough on money laundering … and on the EU: UK authorities chart their course on AML policy
Saunders, Martin; Stott, Chris
SEC adopts consolidated audit trail
Brigagliano, James; Campion, Kevin; Katz, David; Blake, Andrew
Who's in and who's out? CFTC and SEC finalize the swap entity definitions
Nolan, Anthony R.G.; Gault-Brown, Susan I.; Patent, Lawrence B.
Investment advisers to ERISA plans and plan asset funds will be subject to new disclosure obligations effective July 1, 2012
Bogner, Ira; Projansky, Robert; Weinstein, Steven; Scoll, Adam
More unintended consequences of use restrictions in confidentiality agreements
Caplan, Gordon; Korn, Jeffrey; Langdon, Robert T.; Stebbins, Robert B.
Selected FINRA notices and disciplinary actions, June-August 2012
Davis, Henry A.