ISSN 1528-5812 (Print)
Publisher: Emerald Group Publishing Limited
Regulatory watch list for 2012: the shifting landscape for hedge funds and other private funds
Cain, James M.; Frydman, Daphne G.; Jr, David Roby; Koffler, Michael; Ramirez, Raymond A.
Next phase of FATCA guidance arrives with proposed regulations and announcement of possible intergovernmental approach
Wise, Roger S.; Baker, Mary Burke
SEC publishes risk alert on investment adviser use of social media
Robinson, Keith T.; II, Joseph P. Kelly; Baron, Andrea E.
US Securities and Exchange Commission amends dollar threshold tests under qualified client standard, requires exclusion of net equity in primary residence
Cohen, Rory M.
Lehman Brothers: treatment of TBA contracts
Sosnick, Fredric; Schodek, Ned S.; Loo, Alexa J.
Venture capital funds ‐ recent European developments
McGowan, Peter; Everitt, Kimberly
International distribution of mutual funds legal and compliance issues: historical considerations and practical pointers
Sobol, Robert N.
Selected FINRA regulatory notices and disciplinary actions, January-March 2012
Davis, Henry A.