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Publisher: Emerald Group Publishing Limited

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Volume 12, Number 4, 2011

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Summary and analysis of Dodd-Frank rules for investment advisers: registration requirements, exemptions, family offices, performance fee eligibility
pp. 4-17(14)
Authors: Sorady, Marybeth; Domina, Daren; Cohen, Wendy; Santo, Fred; Bregstein, Henry; Wiener, Meryl; Okoshi, Marilyn; Governale, Jack P.

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CFTC issues final rules prohibiting market manipulation
pp. 18-20(3)
Authors: Lurton, Allison; Massey, William; Fleishman, Robert S.

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Pay-to-play: SEC staff provides new guidance on Advisers Act Rule 206(4)-5
pp. 26-30(5)
Authors: Pittman, Edward L.; Harvey, Christopher P.; Sherman, Michael L.; Carroll, Brenden P.

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Shareholder access litigation and beyond
pp. 40-43(4)
Authors: Martin, David B.H.; Gumbs, Keir D.

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