ISSN 1528-5812 (Print)
Publisher: Emerald Group Publishing Limited
Summary and analysis of Dodd-Frank rules for investment advisers: registration requirements, exemptions, family offices, performance fee eligibility
Sorady, Marybeth; Domina, Daren; Cohen, Wendy; Santo, Fred; Bregstein, Henry; Wiener, Meryl; Okoshi, Marilyn; Governale, Jack P.
CFTC issues final rules prohibiting market manipulation
Lurton, Allison; Massey, William; Fleishman, Robert S.
The Supreme Court's Janus decision: no secondary liability, but many secondary questions
Delibert, Arthur; Wright, Gregory
Pay-to-play: SEC staff provides new guidance on Advisers Act Rule 206(4)-5
Pittman, Edward L.; Harvey, Christopher P.; Sherman, Michael L.; Carroll, Brenden P.
Shareholder access litigation and beyond
Martin, David B.H.; Gumbs, Keir D.
Recent regulatory actions focused on policies and procedures designed to safeguard material, non-public information
Round two of FATCA Guidance: Notice 2011-34: what's new and what remains on the wish list for non-US investment funds
Baker, Adrienne M.
Selected FINRA notices and disciplinary actions, July-August 2011
Davis, Henry A.