@article {Ferraro:2011:1528-5812:5,
author = "Ferraro, Edward J.",
title = "Competitive forces and cost-based analysis in SEC review of SRO market data fee filings: NetCoalition v. Securities and Exchange Commission",
journal = "Journal of Investment Compliance",
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@article {Opromolla:2011:1528-5812:30,
author = "Opromolla, Gabriella",
title = "Corporate ownership interests hidden through cash-settled equity derivatives: impact on the companies' governance under the Italian legal framework",
journal = "Journal of Investment Compliance",
volume = "12",
number = "1",
year = "2011",
itemtype = "article",
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publication date ="2011-04-12T00:00:00",
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@article {Sacks:2011:1528-5812:35,
author = "Sacks, Russell and Blankenship, Michael and Blau, Steven",
title = "FINRA IPO Allocation Rule; investment funds must now consider compliance",
journal = "Journal of Investment Compliance",
volume = "12",
number = "1",
year = "2011",
itemtype = "article",
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publication date ="2011-04-12T00:00:00",
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@article {Alter:2011:1528-5812:41,
author = "Alter, Beth and Goodwyn, Lauri",
title = "Electronic trading agreements",
journal = "Journal of Investment Compliance",
volume = "12",
number = "1",
year = "2011",
itemtype = "article",
issn = "1528-5812",
publication date ="2011-04-12T00:00:00",
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@article {Lorence:2011:1528-5812:44,
author = "Lorence, Roger D.",
title = "Commodities tax compliance challenges: Dodd-Frank and beyond",
journal = "Journal of Investment Compliance",
volume = "12",
number = "1",
year = "2011",
itemtype = "article",
issn = "1528-5812",
publication date ="2011-04-12T00:00:00",
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@article {Turing:2011:1528-5812:50,
author = "Turing, Dermot and Benzler, Marc and Lacroix, Frédérick",
title = "Regulatory change for financial institutions: crossing the ocean in an open boat",
journal = "Journal of Investment Compliance",
volume = "12",
number = "1",
year = "2011",
itemtype = "article",
issn = "1528-5812",
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@article {Bier:2011:1528-5812:53,
author = "Bier, Stephen H. and Bogle, Thomas C. and Murphy, Jack W. and Babikian, Kevin K. and Murphy, Sean R.",
title = "PWG issues report on money market fund reform options",
journal = "Journal of Investment Compliance",
volume = "12",
number = "1",
year = "2011",
itemtype = "article",
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publication date ="2011-04-12T00:00:00",
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@article {Ambler:2011:1528-5812:59,
author = "Ambler, Diane E. and Greer, Mark R.",
title = "SEC issues guidance to boards reviewing certain affiliated transactions",
journal = "Journal of Investment Compliance",
volume = "12",
number = "1",
year = "2011",
itemtype = "article",
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publication date ="2011-04-12T00:00:00",
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@article {Callcott:2011:1528-5812:62,
author = "Callcott, W. Hardy and Foley, Timothy C.",
title = "SEC approves rule banning "naked access" to trading centers",
journal = "Journal of Investment Compliance",
volume = "12",
number = "1",
year = "2011",
itemtype = "article",
issn = "1528-5812",
publication date ="2011-04-12T00:00:00",
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@article {Weiss:2011:1528-5812:65,
author = "Weiss, Harry J. and Lee, Yoon-Young and Newman, Bruce H. and Eckert, Paul R. and Hanselmann, Claire R.",
title = "SEC approves sweeping changes to FINRA's regulatory reporting rules",
journal = "Journal of Investment Compliance",
volume = "12",
number = "1",
year = "2011",
itemtype = "article",
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publication date ="2011-04-12T00:00:00",
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@article {Davis:2011:1528-5812:70,
author = "Davis, Henry A.",
title = "Summary of selected FINRA Regulatory Notices October-December 2010",
journal = "Journal of Investment Compliance",
volume = "12",
number = "1",
year = "2011",
itemtype = "article",
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