ISSN 1528-5812 (Print)
Publisher: Emerald Group Publishing Limited
Competitive forces and cost-based analysis in SEC review of SRO market data fee filings: NetCoalition v. Securities and Exchange Commission
Ferraro, Edward J.
Corporate ownership interests hidden through cash-settled equity derivatives: impact on the companies' governance under the Italian legal framework
FINRA IPO Allocation Rule; investment funds must now consider compliance
Sacks, Russell; Blankenship, Michael; Blau, Steven
Electronic trading agreements
Alter, Beth; Goodwyn, Lauri
Commodities tax compliance challenges: Dodd-Frank and beyond
Lorence, Roger D.
Regulatory change for financial institutions: crossing the ocean in an open boat
Turing, Dermot; Benzler, Marc; Lacroix, Frédérick
PWG issues report on money market fund reform options
Bier, Stephen H.; Bogle, Thomas C.; Murphy, Jack W.; Babikian, Kevin K.; Murphy, Sean R.
SEC issues guidance to boards reviewing certain affiliated transactions
Ambler, Diane E.; Greer, Mark R.
SEC approves rule banning "naked access" to trading centers
Callcott, W. Hardy; Foley, Timothy C.
SEC approves sweeping changes to FINRA's regulatory reporting rules
Weiss, Harry J.; Lee, Yoon-Young; Newman, Bruce H.; Eckert, Paul R.; Hanselmann, Claire R.
Summary of selected FINRA Regulatory Notices October-December 2010
Davis, Henry A.