Skip to main content

Publisher: Emerald Group Publishing Limited

Volume 11, Number 4, 2010

FINRA's sanctions in 2009: a sign of things to come?
pp. 4-8(5)
Authors: Heilizer, Deborah G.; Rubin, Brian L.; Gillespie, Shanyn L.

Favourites:
ADD

US Financial Reform Law: key changes for non-US advisers and certain investors in hedge and private equity funds
pp. 19-26(8)
Authors: Godfrey, Anne Marie; Holton, Thomas John; Raymond, Paul B.; Stefanak, Curtis

Favourites:
ADD

Enhanced protection of investors and other changes to securities regulations
pp. 27-36(10)
Authors: Martin, David B.H.; Gay, Brandon K.

Favourites:
ADD

Dodd-Frank beefs up SEC and CFTC enforcement
pp. 37-40(4)
Authors: Bayless, David; Kornblau, David L.

Favourites:
ADD

Supreme Court holds that §10(b) of the Exchange Act applies only to domestic securities transactions
pp. 41-44(4)
Authors: Frischer, Harry; Dropkin, Charles E.; Scullion, Jennifer R.; Spinogatti, Richard L.

Favourites:
ADD
Favourites:
ADD

Access Key

Free Content
Free content
New Content
New content
Open Access Content
Open access content
Subscribed Content
Subscribed content
Free Trial Content
Free trial content
Cookie Policy
X
Cookie Policy
ingentaconnect website makes use of cookies so as to keep track of data that you have filled in. I am Happy with this Find out more