ISSN 1528-5812 (Print)
Publisher: Emerald Group Publishing Limited
What does Merck & Co. v. Reynolds mean for the future of the statute of limitations defense in securities fraud litigation?
Weissman, Andrew B.; Robinson, Andrea J.; Davies, Christopher; Valentine, John A.; Titolo, Theresa; Birlem, Jennifer K.
SEC proposes large trader reporting system
Sacks, Russell D.; Blankenship, Michael J.
SEC adopts amendments to regulation SHO
Forbes, Jessica; Gnall, Gregory P.; Lombardo, Christine M.
FINRA proposes to require registration of back office and operations personnel
Weissmann, Michael R.; Tyrrell, Paul M.
FSA imposes largest ever fine on an individual
Bremner, Elisabeth; Subramanian, Sumitra
The new UK Financial Services Act 2010 makes significant reform; if trumped by recently elected coalition government proposals for a new regulatory structure
Summary of selected FINRA regulatory notices April-June 2010
Davis, Henry A.