ISSN 1528-5812 (Print)
Publisher: Emerald Group Publishing Limited
ABCs of ISDA agreements: advising the investor
Robertson, Robert A.; Perez-Giusti, Gerardo
The control system in the Italian banking sector: recent changes in the application of Legislative Decree No. 231 of June 8, 2001
Opromolla, Gabriella; Maccarini, Michela
Index futures trading, margin trading and securities lending in China finally launched
Bryan, Paget Dare; TieCheng, Yang; Phua, Patrick
Supreme Court upholds Gartenberg standard in Jones v. Harris
Avery, Cameron S.; Dykstra, Paul H.; Phillips, Richard M.; Pike, Paulita A.; Rotunno, W.; Williamson, Gwendolyn A.
SEC provides details on amendments to money market fund rules
SEC amends the Advisers Act custody rule
Forbes, Jessica; Molle, Mark
SEC proposes changes to stock buyback safe harbor
Cerveny, Laurie A.; Wittlin, Floyd I.; O'Brien, Michael P.; Trocchio, Michael R.
FINRA issues proposed rules on securities lending, permissible use of customer securities and callable securities
Forbes, Jessica; Gnall, Gregory P.
FINRA implements same-day clearance process of shelf registration statements
Bressman, Stuart; Ghorra, Theodore J.
Summary of selected FINRA regulatory notices January-March 2010
Davis, Henry A.