Journal of Investment Compliance

ABCs of ISDA agreements: advising the investor
pp. 4-15(12)
Authors: Robertson, Robert A.; Perez-Giusti, Gerardo

The control system in the Italian banking sector: recent changes in the application of Legislative Decree No. 231 of June 8, 2001
pp. 16-22(7)
Authors: Opromolla, Gabriella; Maccarini, Michela

Index futures trading, margin trading and securities lending in China finally launched
pp. 23-26(4)
Authors: Bryan, Paget Dare; TieCheng, Yang; Phua, Patrick

Supreme Court upholds <IT>Gartenberg</IT> standard in <IT>Jones</IT> v. <IT>Harris</IT>
pp. 27-30(4)
Authors: Avery, Cameron S.; Dykstra, Paul H.; Phillips, Richard M.; Pike, Paulita A.; Rotunno, W.; Williamson, Gwendolyn A.

SEC provides details on amendments to money market fund rules
pp. 31-35(5)
Author: Hunt, John

SEC amends the Advisers Act custody rule
pp. 36-38(3)
Authors: Forbes, Jessica; Molle, Mark

SEC proposes changes to stock buyback safe harbor
pp. 39-41(3)
Authors: Cerveny, Laurie A.; Wittlin, Floyd I.; O'Brien, Michael P.; Trocchio, Michael R.

FINRA issues proposed rules on securities lending, permissible use of customer securities and callable securities
pp. 42-45(4)
Authors: Forbes, Jessica; Gnall, Gregory P.

FINRA implements same-day clearance process of shelf registration statements
pp. 46-48(3)
Authors: Bressman, Stuart; Ghorra, Theodore J.

Summary of selected FINRA regulatory notices January-March 2010
pp. 49-62(14)
Author: Davis, Henry A.