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Journal of Investment Compliance logo

Publisher: Emerald Group Publishing Limited

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Volume 11, Number 1, 2010

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Proposed national market system changes aim to lighten dark pools
pp. 5-13(9)
Authors: Owens, Andre E.; Yim, Soo J.; Stekler, Beth A.; March, Cristie L.

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SEC and CFTC issue Joint Report on Regulatory Harmonization
pp. 14-16(3)
Author: Dropkin, Charles E.

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SEC holds roundtable on securities lending/short selling
pp. 17-31(15)
Authors: Campion, Kevin J.; Hirschfeld, Arik

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A Stern look at hedge fund risk
pp. 32-34(3)
Authors: Kosky, Jeremy; James, Simon; Carty, Helen

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Foreign IPOS by Russian issuers: new rules
pp. 62-64(3)
Authors: Kartashkin, Alan; Kuleshov, Maxim; Sazykina, Yulia

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SFC consults on proposals to enhance protection for the investing public
pp. 65-70(6)
Authors: Rogers, Martin; Shipman, Mark; Walker, James; Bryan, Paget Dare; Robins, Charlotte

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