ISSN 1528-5812 (Print)
Publisher: Emerald Group Publishing Limited
Proposed national market system changes aim to lighten dark pools
Owens, Andre E.; Yim, Soo J.; Stekler, Beth A.; March, Cristie L.
SEC and CFTC issue Joint Report on Regulatory Harmonization
Dropkin, Charles E.
SEC holds roundtable on securities lending/short selling
Campion, Kevin J.; Hirschfeld, Arik
A Stern look at hedge fund risk
Kosky, Jeremy; James, Simon; Carty, Helen
What is the consequence of the missing compliance function at hedge funds? Fraud is! Analysis, lessons and solutions
Muhtaseb, Majed R.
Trademark registration can provide financial services companies with valuable benefits
Alter, Beth H.
Foreign IPOS by Russian issuers: new rules
Kartashkin, Alan; Kuleshov, Maxim; Sazykina, Yulia
SFC consults on proposals to enhance protection for the investing public
Rogers, Martin; Shipman, Mark; Walker, James; Bryan, Paget Dare; Robins, Charlotte
Summary of selected FINRA regulatory notices and disciplinary actions September-November 2009
Davis, Henry A.