ISSN 1528-5812 (Print)
Publisher: Emerald Group Publishing Limited
ERISA for securities professionals: 2008 update
Matta, Richard K.
Short sale update: SEC extends emergency actions through extraordinary rulemaking; US short selling ban expires
Sacks, Russell D.
What the government's expanded investigations of market manipulation may mean (and what you should do before and after the subpoena arrives)
Mennitt, Gary J.; Huey-Burns, Paul; Jossen, Robert J.
SEC amends disclosure and reporting
Parrino, Richard J.; Sung, Miyun
Summary prospectus may cause many to re-consider e-delivery and consent strategies
Compliance with Sarbanes-Oxley and do not call regulations is interdependent when telemarketing is a core part of a sales strategy
Summary of selected FINRA regulatory notices, September-November 2008
Davis, Henry A.