ISSN 1528-5812 (Print)
Publisher: Emerald Group Publishing Limited
International initiatives in market regulation: the storm before the calm? pp. 5-8(4) Authors: Grieve, Chuck; Gleeson, Simon; Crown, Simon
Pitfalls for non-US financial institutions undertaking business in the US pp. 9-12(4) Authors: Grieve, Chuck; Plews, Tim; Pax, Thomas; Houck, Robert
SEC holds round-table on fair value accounting and auditing standards pp. 13-17(5) Authors: Friedmann, Thomas J.; Zacharski, Anthony H.; Bancroft, Margaret A.; Mulvihill, Roger; Reading, Susan A.; Williams, Robert J.; Rosenblat, Alan
SEC provides guidance regarding use of company web sites to disclose information for investors pp. 18-21(4) Authors: Lese, Laurence S.; Chowdhury, Azim
SEC proposes mandatory use of XBRL tagging of financial statements pp. 22-26(5) Authors: Romeo, Peter J.; Parrino, Richard J.; Bell, Julie A.
SEC proposes guidelines for directors overseeing mutual fund portfolio trading pp. 27-32(6) Author: Strench, Bibb L.
SEC staff highlights areas of focus in broker-dealer, investment adviser and investment company exams pp. 33-38(6) Author: Blake, Margaret R.
President's working group committee reports weigh in on side letters pp. 39-41(3) Authors: Ohayon, Lior J.; Lee, Terisa H.
CFTC Reauthorization Act of 2008 enacted into law pp. 43-47(5) Authors: Ervin, Susan C.; Hinkle, Philip T.; Fox, Brendan C.; Rosenblat, Alan
Pleading scienter after Tellabs in Section 10(b) cases generally and in the "subprime" context pp. 48-67(20) Authors: Jacobs, Caryn; Strauss, Jeffrey M.; Jr, John J. Tharp; Agonis, Katherine
Removal of class actions filed in state court alleging federal securities law violations pp. 68-78(11) Authors: Jacobs, Caryn; Strauss, Jeffrey M.; Jr, John J. Tharp; Agonis, Katherine
Summary of selected FINRA regulatory notices, July-August 2008 pp. 79-91(13) Author: Davis, Henry A.
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