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Journal of Investment Compliance logo

Publisher: Emerald Group Publishing Limited

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Volume 9, Number 4, 2008

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International initiatives in market regulation: the storm before the calm?
pp. 5-8(4)
Authors: Grieve, Chuck; Gleeson, Simon; Crown, Simon

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Pitfalls for non-US financial institutions undertaking business in the US
pp. 9-12(4)
Authors: Grieve, Chuck; Plews, Tim; Pax, Thomas; Houck, Robert

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SEC holds round-table on fair value accounting and auditing standards
pp. 13-17(5)
Authors: Friedmann, Thomas J.; Zacharski, Anthony H.; Bancroft, Margaret A.; Mulvihill, Roger; Reading, Susan A.; Williams, Robert J.; Rosenblat, Alan

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SEC proposes mandatory use of XBRL tagging of financial statements
pp. 22-26(5)
Authors: Romeo, Peter J.; Parrino, Richard J.; Bell, Julie A.

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President's working group committee reports weigh in on side letters
pp. 39-41(3)
Authors: Ohayon, Lior J.; Lee, Terisa H.

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CFTC Reauthorization Act of 2008 enacted into law
pp. 43-47(5)
Authors: Ervin, Susan C.; Hinkle, Philip T.; Fox, Brendan C.; Rosenblat, Alan

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Pleading scienter after Tellabs in Section 10(b) cases generally and in the "subprime" context
pp. 48-67(20)
Authors: Jacobs, Caryn; Strauss, Jeffrey M.; Jr, John J. Tharp; Agonis, Katherine

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Removal of class actions filed in state court alleging federal securities law violations
pp. 68-78(11)
Authors: Jacobs, Caryn; Strauss, Jeffrey M.; Jr, John J. Tharp; Agonis, Katherine

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