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Journal of Investment Compliance logo

Publisher: Emerald Group Publishing Limited

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Volume 9, Number 1, 2008

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The Stoneridge case ‐ much ado about nothing?
pp. 5-9(5)
Author: Edison, Andrew

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The FSA begins to "think tough" on insider dealing: but will thoughts turn to deeds?
pp. 10-13(4)
Authors: Black, Duncan; Lercara, Angelo; Smallhoover, Joe; Huey-Burns, Paul

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Providers and distributors: responsibilities regarding retail structured products
pp. 18-23(6)
Authors: Rouch, David; Benjamin, Joanna; Raffan, Michael; Kalderon, Mark; Orton, Simon

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