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Publisher: Emerald Group Publishing Limited

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Volume 8, Number 4, 2007

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Net trading, market making, and the SEC's view of best execution
pp. 12-21(10)
Authors: Becker, Brandon; Newman, Bruce H.; Owens, Andre; Yim, Soo J.; Oberg, Christie

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SEC adopts new anti-fraud rule for private funds
pp. 32-34(3)
Authors: Fries, Elizabeth Shea; Galloway, Jackson B.R.

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Supreme Court holds that the federal securities laws implicitly preclude application of the antitrust laws to the underwriting of initial public offerings
pp. 35-38(4)
Authors: Frischer, Harry; Ratner, Stephen L.; Gold, Sarah S.; Mashberg, Gregg M.; Lazaroff, Michael S.

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SEC adopts amendments to Regulation SHO
pp. 39-43(5)
Authors: Kaswell, Stuart J.; Rosenblat, Alan; Ha, Christopher S.

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SEC and BaFin sign regulatory cooperation arrangement
pp. 51-55(5)
Author: Lercara, Angelo

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China opens up issuance of Renminbi Bonds in Hong Kong
pp. 56-59(4)
Authors: Heng, Connie; Yanping, Cao; Li, Rupert; TieCheng, Yang

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Summary of selected FINRA Regulatory Notices
pp. 60-67(8)
Author: Davis, Henry A.

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