ISSN 1528-5812 (Print)
Publisher: Emerald Group Publishing Limited
The SEC's enforcement of procedures to prevent insider trading pp. 5-18(14) Author: Ochs, Brian A.
Cross-border access to US investors: some recent proposals pp. 19-30(12) Author: Ferraro, Edward J.
The Foreign Corrupt Practices Act: recent cases and enforcement trends pp. 31-55(25) Authors: Santangelo, Betty; Stein, Gary; Jacobs, Margaret
Court decision on hedge fund registration requirements derails SEC fraud case pp. 56-59(4) Author: Machtinger, Steven N.
Final Section 409A regulations and their effect on offshore hedge fund deferral arrangements pp. 60-63(4) Authors: Fries, Elizabeth Shea; Scerbak, Adrienne A.; Tse, Marian A.; Webster, Scott A.
China introduces margin trading and securities lending pp. 64-70(7) Authors: Yang, TieCheng; Wang, Lucas
Path to investment success lined with hidden traps pp. 71-74(4) Author: Borg, Joe
Making a security and compliance investment: how to value what you pay for pp. 75-78(4) Author: Mazer, Murray
Summary of selected actions by NASD, April-June 2007 pp. 79-94(16) Author: Davis, Henry A.
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