ISSN 1528-5812 (Print)
Publisher: Emerald Group Publishing Limited
The SEC's enforcement of procedures to prevent insider trading
Ochs, Brian A.
Cross-border access to US investors: some recent proposals
Ferraro, Edward J.
The Foreign Corrupt Practices Act: recent cases and enforcement trends
Santangelo, Betty; Stein, Gary; Jacobs, Margaret
Court decision on hedge fund registration requirements derails SEC fraud case
Machtinger, Steven N.
Final Section 409A regulations and their effect on offshore hedge fund deferral arrangements
Fries, Elizabeth Shea; Scerbak, Adrienne A.; Tse, Marian A.; Webster, Scott A.
China introduces margin trading and securities lending
Yang, TieCheng; Wang, Lucas
Path to investment success lined with hidden traps
Making a security and compliance investment: how to value what you pay for
Summary of selected actions by NASD, April-June 2007
Davis, Henry A.