Journal of Investment Compliance

The SEC's enforcement of procedures to prevent insider trading
pp. 5-18(14)
Author: Ochs, Brian A.

Cross-border access to US investors: some recent proposals
pp. 19-30(12)
Author: Ferraro, Edward J.

The Foreign Corrupt Practices Act: recent cases and enforcement trends
pp. 31-55(25)
Authors: Santangelo, Betty; Stein, Gary; Jacobs, Margaret

Court decision on hedge fund registration requirements derails SEC fraud case
pp. 56-59(4)
Author: Machtinger, Steven N.

Final Section 409A regulations and their effect on offshore hedge fund deferral arrangements
pp. 60-63(4)
Authors: Fries, Elizabeth Shea; Scerbak, Adrienne A.; Tse, Marian A.; Webster, Scott A.

China introduces margin trading and securities lending
pp. 64-70(7)
Authors: Yang, TieCheng; Wang, Lucas

Path to investment success lined with hidden traps
pp. 71-74(4)
Author: Borg, Joe

Making a security and compliance investment: how to value what you pay for
pp. 75-78(4)
Author: Mazer, Murray

Summary of selected actions by NASD, April-June 2007
pp. 79-94(16)
Author: Davis, Henry A.