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Publisher: Emerald Group Publishing Limited

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Volume 7, Number 3, 2006

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SEC releases new interpretive guidance on soft dollar arrangements
pp. 4-24(21)
Authors: Kaswell, Stuart J.; Rosenblat, Alan; Sherman, Michael L.

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New pension legislation will significantly change US pension and IRA investments
pp. 25-31(7)
Authors: Gilbert, Richard A.; Levin, Ian Lloyd; Downie, Sarah

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The evolution of the exchange-traded fund: is active management on the horizon?
pp. 44-50(7)
Authors: Rosella, Michael R.; Pugliese, Domenick

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The conflicting roles of the new New York Stock Exchange
pp. 51-66(16)
Authors: Kramer, George R.; Sorcher, Alan E.

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Why outsource the compliance function?
pp. 67-69(3)
Author: Duck, Tim

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