ISSN 1528-5812 (Print)
Publisher: Emerald Group Publishing Limited
SEC releases new interpretive guidance on soft dollar arrangements
Kaswell, Stuart J.; Rosenblat, Alan; Sherman, Michael L.
New pension legislation will significantly change US pension and IRA investments
Gilbert, Richard A.; Levin, Ian Lloyd; Downie, Sarah
USA Patriot Act: five years and counting, but still more work to be done
Sorcher, Alan E.
Recent anti-money laundering enforcement actions: lessons to be learned at others' expense
Kini, Satish M.
The evolution of the exchange-traded fund: is active management on the horizon?
Rosella, Michael R.; Pugliese, Domenick
The conflicting roles of the new New York Stock Exchange
Kramer, George R.; Sorcher, Alan E.
Why outsource the compliance function?