ISSN 1528-5812 (Print)
Publisher: Emerald Group Publishing Limited
Mutual funds under fire: a chrononogy of developments since January 1, 2003
Jr, Thomas R. Smith
The new supervisory rules regime: a practical look at areas of exposure for broker-dealers and senior personnel
Hiler, Bruce; Kuczajda, Thomas; Rabie, Aseel
Adviser recordkeeping requirements
McGuire, W. John
Overview of hedge fund tax structures
Zarin, Richard S.; Zimmerman, William P.
Enhanced Cash ?Yield Plus? Funds: the Treasurer's new cash management complement to money market funds
Sobol, Robert N.
Notes on new Joint Money Laundering Steering Group (JMLSG) guidance
A summary of the Financial Services Authority's enforcement procedures in the United Kingdom
Falkner, Robert; Gerty, Jon
E-thics: the new moral methodology for business