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Publisher: Emerald Group Publishing Limited

Volume 4, Number 4, 2004

NASD’s focus on mutual fund abuses: The state of play and what’s to come
pp. 8-13(6)
Authors: R. Goldsmith, Barry; D. Gluck, Ira

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Compensation practices for retail sales of mutual funds
pp. 27-45(19)
Author: S. Krawczyk, Susan

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The arbitration of whistleblower cases
pp. 46-48(3)
Author: Masucci, Deborah

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Investment management compliance: The dawn of a new era?
pp. 49-53(5)
Authors: Turner, Roger; Di Florio, Carlo

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Shareownership: The foundation of corporate governance
pp. 54-61(8)
Authors: Carlson, Robert; Valdes, Charles; Anson, Mark

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Regulatory Reform Redux: Corporate Governance and the New York Stock Exchange
pp. 62-72(11)
Authors: J. Kaswell, Stuart; C. Johnson, Megan

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Baseball and financial markets: The need to evolve
pp. 79-81(3)
Author: Dener, Adam

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Research analyst conflicts of interest: Implementation of the rules
pp. 82-89(8)
Authors: J. Winer, Samuel; N. Kroll, Amy; T. Phillips, Arden

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Hedge Funds: The aftermath of the SEC staff report
pp. 90-95(6)
Authors: Wider, Jedd; Scanlan, Kevin

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