Journal of Investment Compliance

Hedge funds: The regulatory landscape at a crossroads
pp. 7-12(6)
Authors: Wider, Jedd; Scanlan, Kevin

Preliminary steps to establishing research analyst independence
pp. 13-17(5)
Authors: J. Winer, Samuel; N. Kroll, Amy

Compliance in a multi-regulatory environment: An Interview with Lawrence A. Friend, Partner, PricewaterhouseCoopers LLP
pp. 18-21(4)

Complying with the SECâ–™s new proxy voting rules
pp. 22-25(4)
Authors: K. Clarke, Kathleen; M. Miller, Paul

Private equity securities: A compliance update for broker-dealers and investment advisers
pp. 26-32(7)
Author: H. Walsh, John

The fair valuation mess
pp. 33-37(5)
Author: F. Freeman, David

The new face of money laundering
pp. 38-41(4)
Author: Baldwin, Greg

Knowing your customer and culture: An integrated approach to USA Patriot Act Compliance
pp. 42-44(3)
Authors: Manning, Vincent; Spitzner, Marc; C. Martin II, Ralph; J. Savery, Donald

A primer on private placements and achieving liquidity in cross-border offerings
pp. 45-55(11)
Author: P. Lander, Guy