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Publisher: Emerald Group Publishing Limited

Volume 3, Number 2, 2002

The Sarbanes-Oxley Act of 2002 effects sweeping changes to the US federal securities laws
pp. 5-12(8)
Authors: H. Hein, Michael; E. Neimeth, Clifford; N. Rosner, Ira; S. Watts, Fern

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Anti-money laundering compliance for the mutual fund industry
pp. 31-39(9)
Authors: A. Robertson, Robert; S. Delhomme, Monique

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Hedge fund trading issues
pp. 40-43(4)
Author: T. Lins, Gerald

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The regulation of wrap fee programs – Part II
pp. 44-57(14)
Authors: J. O’Malley, Terrance; E. Neikirk, Kenneth

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