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Publisher: Emerald Group Publishing Limited

Volume 3, Number 1, 2002

Changing times: key issues for securities regulation and compliance
pp. 5-26(22)
Authors: Sorcher, Alan E.; Kramer, George R.

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The effect of the Arthur Andersen verdict on inside counsel
pp. 27-30(4)
Authors: NY, New York; NY, New York; NY, New York

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Wall Street’s e-mail nightmare
pp. 31-43(13)
Authors: Burke, Patrick; Junk, Daniel L.

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The Sarbanes-Oxley Act of 2002
pp. 44-53(10)
Author: Guy P. Lander Davies Ward Phillips & Vineberg LLP, New York, NY

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Deconstructing Caiola in light of the CFMA: can a security still be extracted from a swap?
pp. 54-58(5)
Authors: DC, Brandon Becker Wilmer Cutler & Pickering Washington; DC, Mark S. Shelton Wilmer Cutler & Pickering Washington; DC, Cathy H. Ahn Wilmer Cutler & Pickering Washington

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The regulation of wrap fee programs – Part I
pp. 59-69(11)
Authors: Terrance J. O’Malley Investment Management Group at LeBoeuf, Lamb, Greene & MacRae, LLP; Kenneth E. Neikirk Investment Management Group at LeBoeuf, Lamb, Greene & MacRae, LLP

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On-line brokers may be better positioned than regular brokers in regard to money laundering laws
pp. 70-73(4)
Authors: Hogan, Michael J.; Schneider, Howard; Schadé, Elisabeth J.

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Broker liability: the three faces of Zandford
pp. 74-75(2)
Author: Christian J. Mixter Morgan, Lewis & Bockius LLP in Washington, DC

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