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Publisher: Emerald Group Publishing Limited

Volume 3, Number 1, 2002

Changing times: key issues for securities regulation and compliance
pp. 5-26(22)
Authors: Sorcher, Alan E.; Kramer, George R.

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The effect of the Arthur Andersen verdict on inside counsel
pp. 27-30(4)
Authors: Schechter, Loren; Purcell, William O.; Kaiser, Cecilia W.

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The Sarbanes-Oxley Act of 2002
pp. 44-53(10)
Author: Lander, Guy P.

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Deconstructing Caiola in light of the CFMA: can a security still be extracted from a swap?
pp. 54-58(5)
Authors: Becker, Brandon; Shelton, Mark S.; Ahn, Cathy H.

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The regulation of wrap fee programs ‐ Part I
pp. 59-69(11)
Authors: O'Malley, Terrance J.; Neikirk, Kenneth E.

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On-line brokers may be better positioned than regular brokers in regard to money laundering laws
pp. 70-73(4)
Authors: Hogan, Michael J.; Schneider, Howard; Schadé, Elisabeth J.

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Broker liability: the three faces of Zandford
pp. 74-75(2)
Author: Mixter, Christian J.

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