ISSN 1528-5812 (Print)
Publisher: Emerald Group Publishing Limited
Changing times: key issues for securities regulation and compliance
Sorcher, Alan E.; Kramer, George R.
The effect of the Arthur Andersen verdict on inside counsel
Schechter, Loren; Purcell, William O.; Kaiser, Cecilia W.
Wall Street's e-mail nightmare: What in-house counsel at securities firms need to know to get ahead of the curve on e-mail retention
Burke, Patrick; Junk, Daniel L.
The Sarbanes-Oxley Act of 2002
Lander, Guy P.
Deconstructing Caiola in light of the CFMA: can a security still be extracted from a swap?
Becker, Brandon; Shelton, Mark S.; Ahn, Cathy H.
The regulation of wrap fee programs ‐ Part I
O'Malley, Terrance J.; Neikirk, Kenneth E.
On-line brokers may be better positioned than regular brokers in regard to money laundering laws
Hogan, Michael J.; Schneider, Howard; Schadé, Elisabeth J.
Broker liability: the three faces of Zandford
Mixter, Christian J.