Tribunal rejects FSA allegation of market abuse

Author: Gray, Joanna

Source: Journal of Financial Regulation and Compliance, Volume 14, Number 3, 2006 , pp. 316-320(5)

Publisher: Emerald Group Publishing Limited

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Abstract:

Purpose ? To report and comment on the tribunal case Timothy Edward Baldwin and WRT Investments v. Financial Services Authority. Design/methodology/approach ? Outlines the facts and comments on the decision reached. Findings ? Finds that the Tribunal made comments and observations that are of importance to all involved in the financial services industry. Originality/value ? Provides useful information for all those involved in the financial services industry.

Keywords: Law; Legal decisions

Document Type: Research article

DOI: http://dx.doi.org/10.1108/13581980610685685

Publication date: 2006-07-01