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Financial regulatory developments

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FSA confirms bans on product provider payments to platforms and all product charge cash rebates; Public law remedies for breach of statutory duty by the FSA; Government response to ICB final report; FSA fines bank and its former MLRO for failure to comply with anti-money-laundering requirements; Product intervention: some thoughts on the FCA's interactions with Europe; Shah v HSBC: High Court clarifies bank's duties to customers when making SARs

Document Type: Research Article


Publication date: July 1, 2012

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  • Law and Financial Markets Review is a new, independent, English language journal devoted to providing high quality information, comment and analysis for lawyers specialising in banking and financial market issues and to others with interests in legal and regulatory developments affecting the financial markets. Published bi-monthly LFMR contains articles written by leading experts providing a forum for practical guidance on, as well as reflective and topical analysis of, all major jurisdictions, with a particular focus on the interaction between the law and market practice and behaviour.

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