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Financial Regulatory Developments supplied by Herbert Smith LLP

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Abstract:

Best execution: informal FSA guidance on “prior express consent”; MiFID: filling the gap for late-implementing states - the FSA proposes a precautionary measure rule; Not guilty by association: Tribunal rejects third party claim of identification in final notice

Document Type: Research Article

Publication date: January 1, 2008

More about this publication?
  • Law and Financial Markets Review is a new, independent, English language journal devoted to providing high quality information, comment and analysis for lawyers specialising in banking and financial market issues and to others with interests in legal and regulatory developments affecting the financial markets. Published bi-monthly LFMR contains articles written by leading experts providing a forum for practical guidance on, as well as reflective and topical analysis of, all major jurisdictions, with a particular focus on the interaction between the law and market practice and behaviour.
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