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Abstract:

Summary.

In clinical studies, longitudinal biomarkers are often used to monitor disease progression and failure time. Joint modeling of longitudinal and survival data has certain advantages and has emerged as an effective way to mutually enhance information. Typically, a parametric longitudinal model is assumed to facilitate the likelihood approach. However, the choice of a proper parametric model turns out to be more elusive than models for standard longitudinal studies in which no survival endpoint occurs. In this article, we propose a nonparametric multiplicative random effects model for the longitudinal process, which has many applications and leads to a flexible yet parsimonious nonparametric random effects model. A proportional hazards model is then used to link the biomarkers and event time. We use B-splines to represent the nonparametric longitudinal process, and select the number of knots and degrees based on a version of the Akaike information criterion (AIC). Unknown model parameters are estimated through maximizing the observed joint likelihood, which is iteratively maximized by the Monte Carlo Expectation Maximization (MCEM) algorithm. Due to the simplicity of the model structure, the proposed approach has good numerical stability and compares well with the competing parametric longitudinal approaches. The new approach is illustrated with primary biliary cirrhosis (PBC) data, aiming to capture nonlinear patterns of serum bilirubin time courses and their relationship with survival time of PBC patients.

Keywords: B-splines; EM algorithm; Functional data analysis; Missing data; Monte Carlo integration

Document Type: Research article

DOI: 10.1111/j.1541-0420.2007.00896.x

Affiliations: 1: Mathematics Department, Washington University at St. Louis, Missouri 63130, U.S.A., Email: jmding@math.wustl.edu 2: Department of Statistics, University of California, Davis, California 95616, U.S.A., Email: wang@wald.ucdavis.edu

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Modeling Longitudinal Data with Nonparametric Multiplicative Random Effects Jointly with Survival Data